Compliance Officer & MLRO, Broking & Trading, DIFC

Robert Half - Dubai - The Company Our client, a DIFC based institution, is looking for an experienced compliance professional with experience in compliance for broking and/or trading. The successful candidate would likely have experience working within the DFSA regulatory environment, and prior experience either working in compliance for an inter-dealer brokerage, hedge fund, and/or global markets division within a bank. The Role Compliance officer and MLRO as per DFSA regulatory requirements Drafting and updating compliance and AML manuals, policies and procedures, as well as compliance plans and compliance monitoring programmes. Delivering training to colleagues on compliance, AML, and corporate governance Keeping abreast on any changes in rules and regulations within the DIFC/DFSA SME in compliance for global markets and traded products (I.e. fixed income, equities, FX, derivatives, etc). Providing trade monitoring and oversight The Candidate Prior experience working in compliance for an ...

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