Compliance Manager - FX Brokerage

Robert Half - Dubai - The Company Our client, a leading FX Brokerage, are recruiting for a Compliance Manager to be based in their Dubai office. This role will be responsible for oversight of compliance and regulatory matters for the Middle East unit, regulated by DFSA. The successful candidate should have knowledge and understanding of DFSA rules and European financial services regulation, in particular conduct of business rules, as they apply to the brokerage industry. The Role Responsible for day-to-day compliance, providing advice & solutions to the business and individual employees, in particular the CEO Ensure that the business is operating within the relevant regulations and promote a positive Compliance and risk management culture within the office Maintain and promote communication with the head office Liaise when necessary with external bodies such as auditors, and the Dubai Financial Services Authority Review and approve financial promotions, communications with clients and all other cl...

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